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Kaikai Wang

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-26
NY RA APPROVED 2023-05-04
  • FL RA
    APPROVED
    Since 2025-03-26
  • NY RA
    APPROVED
    Since 2023-05-04

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Seattle WA 12/2015 09/2018
Jpmorgan Chase Bank Seattle WA 12/2015 04/2017
Us Army Reserve Jblm WA 10/2015 02/2021
Citigroup New York NY 09/2018 03/2023
Charles Schwab & Co., Inc. Orlando FL 04/2023 Present
Charles Schwab Bank, Ssb Orlando FL 04/2023 Present
Td Ameritrade Inc. Scarsdale NY 06/2023 05/2024
  • 12/2015 → 09/2018
    Jp Morgan Securities Llc
    Seattle, WA
  • 12/2015 → 04/2017
    Jpmorgan Chase Bank
    Seattle, WA
  • 10/2015 → 02/2021
    Us Army Reserve
    Jblm, WA
  • 09/2018 → 03/2023
    Citigroup
    New York, NY
  • 04/2023 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 04/2023 → Present
    Charles Schwab Bank, Ssb
    Orlando, FL
  • 06/2023 → 05/2024
    Td Ameritrade Inc.
    Scarsdale, NY
Previous Registrations
  • 2020-07-23 → 2023-04-03
    Citigroup Global Markets Inc.
    New York, NY
    New York, NY
    Port Jefferson, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Fort Lee, NJ
    New York, NY
    New York, NY
    Short Hills, NJ
    Washington, DC
    Greenwich, CT
Other Businesses

1) Kaikai Wang | Investment Related:No|6 Greenwich Dr Apt 612|Jersey City|NJ|07305|United States|Real Estate (Non-Agent/Broker)|Owner|4/15/2025|Less than 20|0|Owner, passive

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-18
S63 Uniform Securities Agent State Law Examination 2016-02-01
  • S65 Uniform Investment Adviser Law Examination
    2020-07-18
  • S63 Uniform Securities Agent State Law Examination
    2016-02-01
Other Names
  • Kai Wang

View on SEC IAPD

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