Brian E. Thompson

Current Employers

Brian Thompson Financial

Chicago, IL • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-30
IL	RA	APPROVED	2016-02-11

NY RA
APPROVED

Since 2021-08-30
IL RA
APPROVED

Since 2016-02-11

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brian Thompson Financial, Llc	Chicago	IL	01/2014	Present
Brian Thompson Tax Llc	Chicago	IL	01/2017	Present

01/2014 → Present

Brian Thompson Financial, Llc

Chicago, IL
01/2017 → Present

Brian Thompson Tax Llc

Chicago, IL

Other Businesses

Brian E. Thompson prepares taxes and provides tax representation through Brian Thompson Tax LLC. This activity accounts for approximately 15% of Mr. Thompson's time during trading hours.

Current Employers

Brian Thompson Financial

Disclosures

Employment History

Other Businesses

Designations

Reviews