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One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-22 |
| TX | RA | APPROVED | 2024-01-22 |
Branch Locations
One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
700 Spring Forest Road Suite 235, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sharpvue Capital, Llc | Raleigh | NC | 07/2016 | 07/2019 |
| Curi Wealth Management Llc | Raleigh | NC | 07/2019 | 01/2024 |
| Curi Rmb Capital Llc | Raleigh | NC | 01/2024 | Present |
1) Name of business: Trash Hounds, LLC dba Top Dog Waste Solutions, Start date with Business - 1/1/22, Investment related (yes/no) No, Business address: 460 S. Wesleyan Blvd, Rocky Mount, NC 27803, Nature of business: Waste and recycling management services, Position held: Member Manager, Hours worked per month: 2 hours, Hours worked during security trading hours: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-29 |
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