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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-30
TN RA APPROVED 2026-07-28
  • TX RA
    APPROVED_RES
    Since 2026-07-30
  • TN RA
    APPROVED
    Since 2026-07-28

Branch Locations

Memphis, TN • United States

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Bank Memphis TN 02/2015 10/2020
Ftb Advisors, Inc. Memphis TN 07/2017 10/2020
B.RIley Wealth Management, Inc. Memphis TN 10/2020 12/2023
B. Riley Wealth Advisors Memphis TN 12/2023 09/2025
Raymond James Financial Services, Inc. Memphis TN 02/2026 07/2026
Amazon Inc Memphis TN 05/2023 Present
Amazon Inc Memphis TN 04/2021 07/2022
Raymond James Financial Services Advisors, Inc. Memphis TN 02/2026 07/2026
Cetera Wealth Services, Llc El Segundo CA 07/2026 Present
Cetera Advisors Llc Greenwood Village CO 07/2026 Present
Cetera Financial Specialists Llc Schaumburg IL 07/2026 Present
Cetera Investment Services Llc St Cloud MN 07/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2026 Present
  • 02/2015 → 10/2020
    First Tennessee Bank
    Memphis, TN
  • 07/2017 → 10/2020
    Ftb Advisors, Inc.
    Memphis, TN
  • 10/2020 → 12/2023
    B.RIley Wealth Management, Inc.
    Memphis, TN
  • 12/2023 → 09/2025
    B. Riley Wealth Advisors
    Memphis, TN
  • 02/2026 → 07/2026
    Raymond James Financial Services, Inc.
    Memphis, TN
  • 05/2023 → Present
    Amazon Inc
    Memphis, TN
  • 04/2021 → 07/2022
    Amazon Inc
    Memphis, TN
  • 02/2026 → 07/2026
    Memphis, TN
  • 07/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 07/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2026 → Present
    Schaumburg , IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: AMAZON INC. INVESTMENT RELATED: NO; ADDRESS: 4055 NEW ALLEN RD, MEMPHIS, TN 38128; NATURE OF BUSINESS: ORDER FULFILLMENT; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: FULFILLMENT ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: PLACE ITEMS IN INVENTORY AND PREPARE THEM FOR PACKING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-27
  • S66 Uniform Combined State Law Examination
    2017-02-27
Other Names
  • Jessica Christine Brooks
  • Jessica Brooks

View on SEC IAPD

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