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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-02 |
Branch Locations
7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States
7551 Callaghan Rd Ste 100, San Antonio, TX 78229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 11/2014 | 06/2017 |
| Unemployed | San Antonio | TX | 06/2017 | 05/2018 |
| New York Life Insurance Co. | San Antonio | TX | 05/2018 | 01/2026 |
| Nylife Securities Llc | San Antonio | TX | 07/2018 | 01/2026 |
| Bridgeway Financial Inc. | San Antonio | TX | 12/2018 | 09/2022 |
| Eagle Strategies Llc | San Antonio | TX | 05/2019 | 01/2026 |
| Voya Financial Advisors | San Antonio | TX | 01/2026 | Present |
VOLUNTEER SERVICES COUNCIL OF THE SASSLC POSITION: President NATURE: The VSC is a 501(c)(3) nonprofit organization that raises and disperses funds to the residents of the San Antonio Supported Living Facility for the disabled. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2005 ADDRESS: 6711 S New Braunfels Ave Ste. 500, San Antonio TX 79923, United States DESCRIPTION: Two year term for President. Facilitate monthly meetings. All activities voted on by board members. BIG STATE RESTOMOD POSITION: Owner NATURE: This is a hobby company related to classic cars. It does not generate income. Neither goods nor services are rendered. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 22923 Steeple Bluff, San Antonio TX 78256, United States DESCRIPTION: Owner of DBA INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/02/2026 ADDRESS: 7551 Callaghan Rd, Suite 100, San Antonio TX 78229, United States DESCRIPTION: sales of fixed insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-07 |
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