Best Investors
Account
Sign in
Best Investors
Account
Sign in
16450 Los Gatos Boulevard, Suite 207, Los Gatos, CA 95032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-22 |
Branch Locations
16450 Los Gatos Boulevard, Suite 207, Los Gatos, CA 95032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 01/2016 | 06/2018 |
| Charles Schwab & Co., Inc. | Sunnyvale | CA | 06/2018 | 06/2023 |
| Charles Schwab Bank Ssb | Sunnyvale | CA | 06/2018 | 06/2023 |
| Kestra Investment Services, Llc | San Jose | CA | 07/2023 | Present |
| Kestra Advisory Services, Llc | San Jose | CA | 07/2023 | Present |
Business Name: TRANSITIONS WEALTH ADVISORS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/10/2023 ADDRESS: 1100 Lincoln Ave, Suite 241, San Jose CA 95125 DESCRIPTION: Financial Planning, Investment Management, Risk Management Business Name: KESTRA ADVISORY SERVICES LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/10/2023 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Investment Advisory Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-01 |
Reach out to this advisor