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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-07-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Johnston | RI | 04/2017 | 04/2018 |
| New York Life Insurance Company | Johnston | RI | 12/2015 | 04/2018 |
| The Arc Of Bristol County | Attleboro | MA | 10/2016 | 12/2016 |
| Vinfen | Rockland | MA | 07/2018 | 11/2018 |
| Total Quality Logistics | Charlotte | NC | 07/2022 | 04/2023 |
| Abs Kids | Charlotte | NC | 06/2024 | 04/2025 |
| Opal Autism Centers | Charlotte | NC | 05/2025 | Present |
| Kaine Capital | Charlotte | NC | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-07 |
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