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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-01-26 |
Branch Locations
4300 Cascade Road Se Suite 101, Grand Rapids, MI 49546 • United States
43251 Crescent Blvd, Novi, MI 48375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Grandville | MI | 10/2016 | 02/2018 |
| Td Ameritrade, Inc. | Grandville | MI | 02/2018 | 10/2020 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 10/2020 |
| Lpl Financial | Grand Rapids | MI | 10/2020 | 10/2021 |
| Old National Bank | Grand Rapids | MI | 10/2020 | 10/2021 |
| Td Ameritrade, Inc. | Grand Rapids | MI | 10/2021 | 07/2024 |
| Charles Schwab & Co., Inc. | Grand Rapids | MI | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Grand Rapids | MI | 07/2022 | Present |
| Td Ameritrade Investment Management, Llc | Grand Rapids | MI | 10/2021 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-01 |
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