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Keith Frank Mendes

Citizens Securities, Inc.

Mystic, CT

Albany, NY

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-13
RI RA APPROVED 2025-03-13
CT RA APPROVED 2025-01-07
  • FL RA
    APPROVED
    Since 2025-03-13
  • RI RA
    APPROVED
    Since 2025-03-13
  • CT RA
    APPROVED
    Since 2025-01-07

Branch Locations

23 Broadway Mailstop: Ct-082, Mystic, CT 06355 • United States

20 Corporate Woods Blvd, Suite 302 Ms: Nyac10, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Mystic CT 11/2015 12/2017
Citizens Bank Mystic CT 11/2015 12/2017
Citizens Securities Inc. Mystic CT 12/2017 04/2022
Citizens Bank Mystic CT 12/2017 04/2022
Citizens Bank Plainville CT 04/2022 01/2025
Citizens Securities, Inc Plainfield CT 01/2023 01/2025
Citizens Bank Mystic CT 01/2025 Present
Citizens Securities, Inc Mystic CT 01/2025 Present
Previous Registrations
Other Businesses

Notary Date of Initial Involvement: 10/01/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-23
S63 Uniform Securities Agent State Law Examination 2016-04-15
  • S65 Uniform Investment Adviser Law Examination
    2017-02-23
  • S63 Uniform Securities Agent State Law Examination
    2016-04-15
Other Names
  • Keith Mendes

View on SEC IAPD

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