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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-06 |
| CA | RA | APPROVED | 2018-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Algonquin Advisors | Greenwich | CT | 08/2014 | 12/2016 |
| Lpl Financial | San Diego | CA | 12/2016 | 03/2018 |
| Raymond James And Associates | San Diego | CA | 03/2018 | Present |
(1)Name of Business: Address: 175 Maple Ave #3, Carlsbad, CA, 92008, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/06/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of three properties. Assist with marketing function and communication with guests. We have hired a property manager that I also help coordinate communication with. (2)Name of Business: San Diego Saints Hockey Address: 2283 Cosmos Ct, Carlsbad, CA, 92122, United States Activity Type: Other Position/Title: Coach Investment Related: No Start Date: 08/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Asst Coach - U18 team
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
| S65 | Uniform Investment Adviser Law Examination | 2016-02-24 |
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