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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-02-27 |
| NC | RA | APPROVED | 2016-10-21 |
| TX | RA | APPROVED | 2016-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 11/2004 | Present |
| Amazon | Charlotte | NC | 11/2018 | 01/2019 |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2004 | Present |
| Self-Employed | Concord | NC | 08/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 10/2016 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CONCORD, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH AMAZON START DATE: 08/2026 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVER PACKAGES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-07 |
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