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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2022-07-01
  • PR RA
    APPROVED
    Since 2022-07-01

Branch Locations

Guaynabo, PR • United States

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Juan PR 06/2022 Present
Universal Financial Services Guaynabo PR 10/2021 06/2022
Ubs Financial Services Inc San Juan PR 04/2009 09/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-03
  • S66 Uniform Combined State Law Examination
    2006-07-03
Other Names
  • Mike Prewitt
  • Michael E. Prewitt Colon
  • Michael Prewitt

View on SEC IAPD

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