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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| FL | RA | APPROVED | 2021-03-23 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr. Martin Luther King Boulevard, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Southwestern State College | Punta Gorda | FL | 04/2013 | 12/2016 |
| Scottrade, Inc. | Bonita Springs | FL | 12/2015 | 03/2018 |
| Wells Fargo | Port Charlotte | FL | 03/2018 | 11/2018 |
| Td Ameritrade | Cape Coral | FL | 11/2018 | 01/2021 |
| Fisher Investments | Tampa | FL | 03/2021 | Present |
Name of Outside Business: Insurance License 2-15; Investment Related: No; Address of Outside Business: Port Charlotte, FL; Nature of Outside Business: nsurance; Position: Insurance License; Start Date:8/6/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I hold a 2-15 that I am not actively using.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-24 |
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