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Yuanhan Ji

Wells Fargo Clearing Services, LLC

Los Angeles, CA

Chino Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-19
CA RA APPROVED 2020-08-17
MO RA APPROVED 2020-08-12
  • TX RA
    APPROVED_RES
    Since 2023-07-19
  • CA RA
    APPROVED
    Since 2020-08-17
  • MO RA
    APPROVED
    Since 2020-08-12

Branch Locations

333 S Grand Ave 12Th Fl [Yk-Rbo], Los Angeles, CA 90071 • United States

Chino Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Missouri - St. Louis St. Louis MO 01/2015 12/2016
University Of Missouri - St. Louis Saint Louis MO 01/2015 12/2016
Scottrade, Inc. St. Louis MO 01/2017 12/2017
Wells Fargo Clearing Services Llc Clayton MO 01/2018 Present
  • 01/2015 → 12/2016
    University Of Missouri - St. Louis
    St. Louis, MO
  • 01/2015 → 12/2016
    University Of Missouri - St. Louis
    Saint Louis, MO
  • 01/2017 → 12/2017
    Scottrade, Inc.
    St. Louis, MO
  • 01/2018 → Present
    Wells Fargo Clearing Services Llc
    Clayton, MO
Other Businesses

RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP WITH SPOUSE, START 9/21/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-30
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2020-05-30
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Other Names
  • Elena Ji

View on SEC IAPD

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