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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-04 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Los Angeles | CA | 12/2015 | 02/2018 |
| Wunderlich Securities, Inc. | Memphis | TN | 02/2018 | 10/2019 |
| B.RIley Wealth Management, Inc. | Memphis | TN | 10/2019 | 04/2025 |
| B. Riley Wealth Advisors, Inc. | Los Angeles | CA | 07/2022 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Los Angeles | CA | 04/2025 | Present |
1. Mexia Company; 6265 Canoga Ave Woodland Hills CA 91367; Business distributes tequila and mezcal; Company's Agent and Administration; Act as US Company Agent and aid with company´s occasional paperwork; 05/20/2025; 2 hrs/week; Not during security trading hours; Not Investment-Related 2. Mexia Consulting LLC; 6265 Canoga Ave Woodland Hills CA 91367; Consulting and Wholesale of spirits; Company's Agent and Administration; 02/16/2026; 4hrs/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-10 |
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