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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-28
  • MN RA
    APPROVED
    Since 2023-11-28

Branch Locations

Minneapolis, MN • United States

5200 Willson Road Suite 402, Edina, MN 55424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Edina MN 12/2015 10/2017
Cambridge Investment Research, Inc. Fairfield IA 10/2017 08/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 08/2022
Cambridge Investment Research, Inc. Fairfield IA 11/2022 11/2023
Cambridge Investment Research Advisor, Inc. Fairfield IA 11/2022 11/2023
Minnesota Financial Resources, Inc Edina MN 11/2022 Present
Minnesota Financial Resources, Inc. Edina MN 12/2015 08/2022
Brown & Brown Minneapolis MN 09/2022 11/2022
Osaic Edina MN 11/2023 Present
  • 12/2015 → 10/2017
    Sii Investments, Inc.
    Edina, MN
  • 10/2017 → 08/2022
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → 08/2022
    Fairfield, IA
  • 11/2022 → 11/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2022 → 11/2023
    Cambridge Investment Research Advisor, Inc.
    Fairfield, IA
  • 11/2022 → Present
    Minnesota Financial Resources, Inc
    Edina, MN
  • 12/2015 → 08/2022
    Minnesota Financial Resources, Inc.
    Edina, MN
  • 09/2022 → 11/2022
    Brown & Brown
    Minneapolis, MN
  • 11/2023 → Present
    Osaic
    Edina, MN
Previous Registrations
Other Businesses

1) Notary Public Minnesota, Edina MN 55424, United States, 06/2020, Notary Public, NIR 1 HR/MO - 1 HR/MO Trading 2) NOTARY POSITION: Notary NATURE: Individual INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2020 ADDRESS: 5200 Willson Road, Suite 402, Edina MN 55424, United States DESCRIPTION: Notary for state of MN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-07
  • S66 Uniform Combined State Law Examination
    2016-05-07
Other Names
  • Kyla M Mechura

View on SEC IAPD

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