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Christopher Scott Finley

Edward Jones

Knoxville, TN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-09-26
  • TN RA
    APPROVED
    Since 2025-09-26

Branch Locations

8905 Linksvue Dr, Knoxville, TN 37922-5254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Tennessee State University Johnson City TN 09/2010 04/2017
Etrade Financial Rolling Hills CA 03/2018 07/2023
Merrill Lynch (Bank Of America) Knoxville TN 07/2023 09/2025
Edward Jones St. Louis MO 09/2025 Present
Scottrade Kingsport TN 01/2016 03/2018
  • 09/2010 → 04/2017
    East Tennessee State University
    Johnson City, TN
  • 03/2018 → 07/2023
    Etrade Financial
    Rolling Hills, CA
  • 07/2023 → 09/2025
    Merrill Lynch (Bank Of America)
    Knoxville, TN
  • 09/2025 → Present
    Edward Jones
    St. Louis, MO
  • 01/2016 → 03/2018
    Scottrade
    Kingsport, TN
Previous Registrations
  • 2023-09-07 → 2025-09-17
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Brentwood, TN
    Knoxville, TN
  • 2018-03-28 → 2023-08-11
    Harrisdirect Llc
    Charlotte, NC
    Arlington, VA
    Rolling Hills, CA
    Charlotte, NC
  • 2018-01-02 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-28
  • S66 Uniform Combined State Law Examination
    2017-12-28
Other Names
  • Christopher Scott Finley
  • Christopher S Finley

View on SEC IAPD

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Other Investors

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GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

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