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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Washington | DC | 01/2016 | 05/2017 |
| Founding Farmers Dc | Washington | DC | 01/2015 | 12/2016 |
| Massachusetts Mutual Life Insurance Co. / Mml Distributors, Llc | Springfield | MA | 06/2017 | 08/2018 |
| Hub International / Global Retirement Partners | Chicago | IL | 09/2018 | 04/2022 |
| Washington Financial Group / Lpl Financial, Llc | Mclean | VA | 09/2018 | 04/2022 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 04/2022 | 04/2023 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-18 |
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