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Frederick Matthew Carter

Morgan Stanley

Lake Charles, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-02-25
TX RA APPROVED 2016-02-25
  • LA RA
    APPROVED
    Since 2016-02-25
  • TX RA
    APPROVED
    Since 2016-02-25

Branch Locations

1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Lake Charles LA 12/2015 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2016 Present
  • 12/2015 → Present
    Morgan Stanley Smith Barney Llc
    Lake Charles, LA
  • 03/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-25
  • S66 Uniform Combined State Law Examination
    2016-02-25
Other Names
  • Matthew Carter
  • Frederick Carter

View on SEC IAPD

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