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10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-11-29 |
Branch Locations
225 108Th Ave Ne Suite 400, Bellevue, WA 98004 • United States
10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Distributors Llc | Denver | CO | 11/2015 | 08/2017 |
| R W Baird | Denver | CO | 08/2017 | 02/2021 |
| Ameriprise Financial Services, Llc | Mercer Island | WA | 03/2021 | 11/2022 |
| Pathstone | Bellevue | WA | 11/2022 | Present |
Board of Directors; Bridgeways; Board Member; Everett, WA 98203; Not Investment Related; March 2022; 1-9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-31 |
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