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Nicholas Lang Nussbaumer

Oppenheimer & Co. Inc.

Atlanta, GA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-26
  • GA RA
    APPROVED
    Since 2026-03-26

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 11/2015 09/2017
E*Trade Securities Llc Alpharetta GA 09/2017 02/2021
E*Trade Securities Llc Alpharetta GA 02/2021 09/2023
Morgan Stanley Alpharetta GA 01/2023 09/2025
Oppenheimer & Co. Inc. Atlanta GA 09/2025 Present
  • 11/2015 → 09/2017
    E*Trade Securities Llc
    Alpharetta, GA
  • 09/2017 → 02/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 02/2021 → 09/2023
    E*Trade Securities Llc
    Alpharetta, GA
  • 01/2023 → 09/2025
    Morgan Stanley
    Alpharetta, GA
  • 09/2025 → Present
    Oppenheimer & Co. Inc.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-23
S63 Uniform Securities Agent State Law Examination 2016-02-01
  • S66 Uniform Combined State Law Examination
    2026-03-23
  • S63 Uniform Securities Agent State Law Examination
    2016-02-01

View on SEC IAPD

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