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Jeffrey Wu

Hightower Advisors, LLC

Chicago, IL

Purchase, NY

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-21
  • NY RA
    APPROVED
    Since 2023-04-21

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

2500 Westchester Avenue Suite 210, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc New York NY 11/2015 12/2016
Altium Wealth Management, Llc Purchase NY 03/2017 04/2022
Hightower Altium Holding, Llc Purchase NY 04/2022 04/2023
Hightower Advisors Chicago IL 04/2023 Present
  • 11/2015 → 12/2016
    Hightower Securities, Llc
    New York, NY
  • 03/2017 → 04/2022
    Altium Wealth Management, Llc
    Purchase, NY
  • 04/2022 → 04/2023
    Hightower Altium Holding, Llc
    Purchase, NY
  • 04/2023 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2022-04-29 → 2023-05-18
    Altium Wealth Management
    Purchase, NY
  • 2018-10-24 → 2022-06-01
    Altium Wealth Management Llc
    Purchase, NY
  • 2016-08-09 → 2017-04-18
    Hightower Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-05
  • S66 Uniform Combined State Law Examination
    2016-08-05

View on SEC IAPD

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