Monika M Nemeth

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-10-12
NY	RA	APPROVED	2022-10-12
TX	RA	APPROVED	2022-10-12

NJ RA
APPROVED

Since 2022-10-12
NY RA
APPROVED

Since 2022-10-12
TX RA
APPROVED

Since 2022-10-12

Branch Locations

Hoboken, NJ • United States

109 North Avenue, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aig Funds	Jersey City	NJ	02/2019	09/2020
Saint Joseph's University	Philadelphia	NJ	08/2014	05/2018
N/A	Westfield	NJ	06/2018	01/2019
Ubs Financial Services Inc.	Weehawken	NJ	10/2020	03/2021
Morgan Stanley	New York	NY	06/2021	10/2022
Ubs Financial Services	Westfield	NJ	10/2022	Present

02/2019 → 09/2020

Aig Funds

Jersey City, NJ
08/2014 → 05/2018

Saint Joseph's University

Philadelphia, NJ
06/2018 → 01/2019

N/A

Westfield, NJ
10/2020 → 03/2021

Ubs Financial Services Inc.

Weehawken, NJ
06/2021 → 10/2022

Morgan Stanley

New York, NY
10/2022 → Present

Ubs Financial Services

Westfield, NJ

Previous Registrations

2021-08-06 → 2022-11-03

Morgan Stanley

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-30
S63	Uniform Securities Agent State Law Examination	2021-04-16

S66 Uniform Combined State Law Examination

2021-04-30
S63 Uniform Securities Agent State Law Examination

2021-04-16

Other Names

Monika Marie Nemeth
Monika Nemeth
Monika M Nemeth

View on SEC IAPD

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