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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Llc Alviso CA 11/2015 Present
Wfgia Alviso CA 05/2014 Present
Fibrogen San Francisco CA 09/2014 08/2021
Anthem, Inc. San Carlos CA 12/2016 08/2021
Anthem Blue Cross San Carlos CA 03/2017 08/2021
Gilead Sciences, Inc Foster City CA 07/2020 12/2021
Rigel Pharmaceuticals. Inc. San Fracisco CA 01/2022 06/2023
Corcept Therapeutics, Inc Menlo Park CA 01/2023 Present
Vera Therapeutics Brisbane CA 07/2024 Present
  • 11/2015 → Present
    Alviso, CA
  • 05/2014 → Present
    Wfgia
    Alviso, CA
  • 09/2014 → 08/2021
    Fibrogen
    San Francisco, CA
  • 12/2016 → 08/2021
    Anthem, Inc.
    San Carlos, CA
  • 03/2017 → 08/2021
    Anthem Blue Cross
    San Carlos, CA
  • 07/2020 → 12/2021
    Gilead Sciences, Inc
    Foster City, CA
  • 01/2022 → 06/2023
    Rigel Pharmaceuticals. Inc.
    San Fracisco, CA
  • 01/2023 → Present
    Corcept Therapeutics, Inc
    Menlo Park, CA
  • 07/2024 → Present
    Vera Therapeutics
    Brisbane, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. VERA THERAPEUTICS POSITION: Senior Director of Biostatistics NATURE: Pharmaceuticals INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 4 START DATE: 07/30/2024 ADDRESS: Marina Blvd, Suite 120, Brisbane CA 94070, United States DESCRIPTION: Statistical input for clinical trial design, conduct, and analysis of clinical trial data CORCEPT THERAPEUTICS, INC POSITION: Director, Biostatistics NATURE: Pharmaceutical Company INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 5 START DATE: 01/31/2023 ADDRESS: 149 Common Wealth Dr., Menlo Park CA 94025, United States DESCRIPTION: Write analysis plan and analyze clinical trial data.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-27
S63 Uniform Securities Agent State Law Examination 2015-12-11
  • S65 Uniform Investment Adviser Law Examination
    2017-12-27
  • S63 Uniform Securities Agent State Law Examination
    2015-12-11

View on SEC IAPD

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