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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-11
  • VA RA
    APPROVED
    Since 2024-03-11

Branch Locations

Suffolk, VA • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Christiansburg VA 01/2015 11/2016
Wells Fargo Clearing Services, Llc Christiansburg VA 11/2016 03/2017
Ubs Financial Services Inc Norfolk VA 03/2017 07/2023
Lpl Financial Llc Fort Mill SC 07/2023 Present
Pinup Coffee Co Virginia Beach VA 05/2023 Present
Sky's The Limit Yoga Co Norfolk VA 09/2020 Present
Onelife Norfolk VA 06/2022 Present
Artisanal Brewing Ventures Suffolk VA 06/2022 Present
  • 01/2015 → 11/2016
    Wells Fargo Advisors
    Christiansburg, VA
  • 11/2016 → 03/2017
    Christiansburg, VA
  • 03/2017 → 07/2023
    Norfolk, VA
  • 07/2023 → Present
    Fort Mill, SC
  • 05/2023 → Present
    Pinup Coffee Co
    Virginia Beach, VA
  • 09/2020 → Present
    Sky's The Limit Yoga Co
    Norfolk, VA
  • 06/2022 → Present
    Onelife
    Norfolk, VA
  • 06/2022 → Present
    Artisanal Brewing Ventures
    Suffolk, VA
Previous Registrations
Other Businesses

1) 7/2023- Sky's the Limit Yoga Co - Outside/W-2 Employment / Yoga Teacher - Non-Inv. Related- Norfolk, VA - start date 8/13/2020- 12hrs/mth 2) 7/2023- Pinup Coffee Co - Outside/W-2 Employment- Market employee- Non-Inv. Related- Virginia Beach, VA - start date 5/14/2023- 5hrs/mth 3) 7/2023- Barefoot Balance LLC- business owner - Yoga instruction/personal training- Non-Inv. Related- Suffolk, VA- start date 7/14/2023- 15hrs/mth 4) 7/2023 - Artisanal Brewing Ventures- Outside/W-2 Employment- Brand Ambassador - Non-Inv. Related- Charlotte, NC - start date 5/27/2022- 5hrs/mth 5) 7/2023- Onelife Fitness- Outside/W-2 Employment - Personal trainer- Non-Inv. Related- McLean, VA - start date 6/29/2022- 12hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-18
  • S66 Uniform Combined State Law Examination
    2016-03-18
Other Names
  • Heather Rae Wineman
  • Heather Rae Wineman

View on SEC IAPD

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