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Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-27
  • TX RA
    APPROVED
    Since 2026-01-27

Branch Locations

Montgomery, TX • United States

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2015 09/2022
Northwestern Mutual Investment Services Llc The Woodlands TX 12/2015 09/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2017 09/2022
Granite Harbor Advisors, Inc. Houston TX 09/2022 01/2026
Gibby'S Capital Investments Llc Houston TX 04/2022 01/2026
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors Westalke OH 01/2026 Present
Lion Chaser Financial (Dba For Advisory Business) Montgomery TX 01/2026 Present
  • 12/2015 → 09/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2015 → 09/2022
    Northwestern Mutual Investment Services Llc
    The Woodlands, TX
  • 04/2017 → 09/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2022 → 01/2026
    Houston, TX
  • 04/2022 → 01/2026
    Gibby'S Capital Investments Llc
    Houston, TX
  • 01/2026 → Present
    C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
    Westalke, OH
  • 01/2026 → Present
    Lion Chaser Financial (Dba For Advisory Business)
    Montgomery, TX
Previous Registrations
Other Businesses

1) Caleb Christian is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Christian spends approx. 10 hrs/week during trading hours on this activity. 2) Caleb Christian is 50% Owner of Winter Hope, LLC d.b.a. Lion Chaser Financial which is the operating entity for Mr. Christian's advisory business and the dba he uses to promote his advisory activities. Mr. Christian spends approximately thirty hours per week during trading hours working under this entity. 3) Caleb Christian is 50% Owner of Autumn Grace, LLC which is the operating entity for Mr. Christian's insurance business and the dba he uses to promote his insurance activities. Mr. Christian spends approximately ten hours per week during trading hours working under this entity. 4) Caleb Christian has a promoter agreement with Granite Harbor Advisors, Inc. where he may promote advisor business to Granite Harbor Advisors, Inc. in exchange for a percentage of the advisory fees. Mr. Christian will spend approximately one hour per month during trading hours on this activity. 5) Caleb Christian is a Life Group Leader of a ministry at Restoration Church Woodforest in Montgomery, TX. Mr. Christian spends approximately 4 hours per week during non-trade hours on this non-investment related activity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-05-14
  • S63 Uniform Securities Agent State Law Examination
    2016-05-14
Designations
Other Names
  • Caleb Luke Christian

View on SEC IAPD

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