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30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-27 |
Branch Locations
Montgomery, TX • United States
30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2015 | 09/2022 |
| Northwestern Mutual Investment Services Llc | The Woodlands | TX | 12/2015 | 09/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2017 | 09/2022 |
| Granite Harbor Advisors, Inc. | Houston | TX | 09/2022 | 01/2026 |
| Gibby'S Capital Investments Llc | Houston | TX | 04/2022 | 01/2026 |
| C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors | Westalke | OH | 01/2026 | Present |
| Lion Chaser Financial (Dba For Advisory Business) | Montgomery | TX | 01/2026 | Present |
1) Caleb Christian is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Christian spends approx. 10 hrs/week during trading hours on this activity. 2) Caleb Christian is 50% Owner of Winter Hope, LLC d.b.a. Lion Chaser Financial which is the operating entity for Mr. Christian's advisory business and the dba he uses to promote his advisory activities. Mr. Christian spends approximately thirty hours per week during trading hours working under this entity. 3) Caleb Christian is 50% Owner of Autumn Grace, LLC which is the operating entity for Mr. Christian's insurance business and the dba he uses to promote his insurance activities. Mr. Christian spends approximately ten hours per week during trading hours working under this entity. 4) Caleb Christian has a promoter agreement with Granite Harbor Advisors, Inc. where he may promote advisor business to Granite Harbor Advisors, Inc. in exchange for a percentage of the advisory fees. Mr. Christian will spend approximately one hour per month during trading hours on this activity. 5) Caleb Christian is a Life Group Leader of a ministry at Restoration Church Woodforest in Montgomery, TX. Mr. Christian spends approximately 4 hours per week during non-trade hours on this non-investment related activity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-14 |
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