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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-03 |
| TX | RA | APPROVED | 2025-09-03 |
Branch Locations
368 E Yosemite Ave Ste 200, Merced, CA 95340 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2016 | 06/2017 |
| Ubs Financial Services | Merced | CA | 06/2017 | 09/2025 |
| Lpl Financial Llc | Merced | CA | 09/2025 | Present |
1. 08/2025 - Decorum Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hours/Month - 40 Hours During Trading - At Reported business location(s) - OBA Start Date: 09/03/2025 2. 04/20/2026 - Big D Properties - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Merced, CA - Start Date 04/09/2026 - 10 hours per month/ 0 hours during trading 3. 04/20/2026 - AC4 Jackson I LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Merced, CA - Start Date 01/05/2026 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-23 |
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