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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-19
  • TX RA
    APPROVED
    Since 2025-06-19

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 05/2016 04/2017
Morgan Stanley Services Group Inc. Columbus OH 03/2017 04/2017
Jpmorgan Securities Llc Columbus OH 04/2017 10/2021
True Sky Properties, Llc Columbus OH 10/2017 06/2025
Massmutual Springfield MA 10/2021 06/2022
Mml Investors Services, Llc Columbus OH 11/2021 06/2022
The Huntington Investment Company Columbus OH 06/2022 05/2025
Thrivent Investment Management Inc Minneapolis MN 06/2025 Present
Thrivent Financial Appleton WI 06/2025 Present
  • 05/2016 → 04/2017
    Morgan Stanley
    Columbus, OH
  • 03/2017 → 04/2017
    Morgan Stanley Services Group Inc.
    Columbus, OH
  • 04/2017 → 10/2021
    Jpmorgan Securities Llc
    Columbus, OH
  • 10/2017 → 06/2025
    True Sky Properties, Llc
    Columbus, OH
  • 10/2021 → 06/2022
    Massmutual
    Springfield, MA
  • 11/2021 → 06/2022
    Columbus, OH
  • 06/2022 → 05/2025
    Columbus, OH
  • 06/2025 → Present
    Minneapolis, MN
  • 06/2025 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

TRUE SKY PROPERTIES LLC POSITION: General Partner NATURE: Purchasing and/or selling Real Estate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2017 ADDRESS: 2750 FM 1463 RD, Suite 150, Katy TX 77494, United States DESCRIPTION: Research potential real estate endeavors for possible acquisition and maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-17
S63 Uniform Securities Agent State Law Examination 2017-02-10
  • S66 Uniform Combined State Law Examination
    2021-08-17
  • S63 Uniform Securities Agent State Law Examination
    2017-02-10
Other Names
  • Brad Smith
  • Brad Beleana Smith
  • Brad B. Smith

View on SEC IAPD

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