Joy Maurine Walker

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-03-23

FL RA
APPROVED

Since 2021-03-23

Branch Locations

Sarasota, FL • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Global Financial Private Capital	Sarasota	FL	04/2013	04/2019
Gf Investment Services, Llc	Sarasota	FL	08/2016	04/2019
Assetmark Financial, Inc	Sarasota	FL	04/2019	Present
Assetmark Brokerage, Llc	Sarasota	FL	12/2020	Present

04/2013 → 04/2019

Global Financial Private Capital

Sarasota, FL
08/2016 → 04/2019

Gf Investment Services, Llc

Sarasota, FL
04/2019 → Present

Assetmark Financial, Inc

Sarasota, FL
12/2020 → Present

Assetmark Brokerage, Llc

Sarasota, FL

Previous Registrations

2016-12-02 → 2020-08-14

Global Financial Private Capital, Inc.

Sarasota, FL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 04/2019 - 160 HRS / MONTHLY - SENIOR PREMIER ELITE TEAM LEADER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-12

S66 Uniform Combined State Law Examination

2016-11-12

Other Names

Joy M. Harbaugh
Joy Maurine Harbaugh

View on SEC IAPD