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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-06
  • NJ RA
    APPROVED
    Since 2025-01-06

Branch Locations

Manasquan, NJ • United States

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 12/2015 06/2020
Equitable Advisors, Llc New York NY 12/2015 10/2023
Pruco Securities, Llc Toms River NJ 10/2023 11/2024
The Prudential Insurance Company Of America Toms River NJ 10/2023 Present
Lpl Enterprise, Llc Manasquan NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 02/07/2025- O'Neill Investments- Real Estate Rental- Family owned and operated commercial real estate ownership, management, and rental.- inv. related- at Neptune, NJ- start date 01/01/1999- 1hr/mnth-0hrs during trading 2) 02/07/2025- Prudential Advisors- Non-Variable Insurance- GA for group health insurance- inv. related - Manasquan, NJ- start date 01/01/2016- 1hr/mnth-0hrs during trading 3) 05/28/2026 - NorthCentral DI - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 10 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-24
  • S66 Uniform Combined State Law Examination
    2016-02-24
Other Names
  • David William O'NEill
  • David O'NEill

View on SEC IAPD

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