Michael Patrick Keen

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-11-01

NC RA
APPROVED

Since 2023-11-01

Branch Locations

Charlotte, NC • United States

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	11/2015	07/2022
Byron Financial, Llc	Charlotte	NC	07/2022	10/2023
Mariner Wealth Advisors	Overland Park	KS	10/2023	Present

11/2015 → 07/2022

The Vanguard Group, Inc.

Charlotte, NC
07/2022 → 10/2023

Byron Financial, Llc

Charlotte, NC
10/2023 → Present

Mariner Wealth Advisors

Overland Park, KS

Previous Registrations

2022-07-19 → 2023-10-23

Byron Financial, Llc

Charlotte, NC
2018-05-11 → 2022-07-20

Vanguard Advisers, Inc.

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-05-04
S63	Uniform Securities Agent State Law Examination	2016-02-08

S65 Uniform Investment Adviser Law Examination

2018-05-04
S63 Uniform Securities Agent State Law Examination

2016-02-08

Designations

Other Names

Patrick Keen
Michael Keen

View on SEC IAPD