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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-03-18 |
| TX | RA | APPROVED | 2026-03-18 |
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
14100 San Pedro Avenue Suite 320, San Antonio, TX 78232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Los Angeles | CA | 11/2015 | 11/2018 |
| Seia Llc | San Antonio | TX | 09/2015 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Llc | San Antonio | TX | 08/2023 | Present |
SEIA LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/9/2015 ADDRESS: 14100 San Pedro Ave, Suite 320, San Antonio, TX 78232, United States DESCRIPTION: RIA sales & service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-01 |
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