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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-13 |
| PA | RA | APPROVED | 2017-03-09 |
Branch Locations
114 Foxshire Drive, Lancaster, PA 17601 • United States
111 East Uwchlan Ave, Exton, PA 19341 • United States
100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-03-04 |
Branch Locations
100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States
111 East Uwchlan Ave., Exton, PA 19341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Exton | PA | 04/2015 | Present |
| Mml Investors Services | Exton | PA | 09/2016 | Present |
| Wienken Advisors, Ltd. | Mechanicsburg | PA | 03/2020 | Present |
1) NAME: WIENKEN ADVISORS, Ltd.; INV. REL: Y; ADDR: 100 Sterling Parkway, Suite 307, MECHANICSBURG PA 17050; NATURE: INDEPENDENT INVESTMENT ADVISOR; POSITION: Investment Adviser Representative; START: 1/15/2020; HRS/MO: 20; HRS/MO DUR TRADING: 20; Duties: Marketing and Presentation of Seminars. 2) NAME: UFG ADVISORS, LLC DBA UFG ADVISORS INV REL: Y ADD: 111 EAST UWCHLAN AVE, EXTON, PA 19341 NATURE: FINANCIAL SERVICES POSITION: VICE PRESIDENT START DATE: 05/02/2024 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: EXPENSES RELATED TO THE DBA, SUCCESSION PLAN FOR UFG ADVISORS TEAM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-20 |
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