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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-21
OK RA APPROVED 2025-01-15
TX RA APPROVED 2025-01-15
IA RA APPROVED 2023-08-02
  • DC RA
    APPROVED
    Since 2025-01-21
  • OK RA
    APPROVED
    Since 2025-01-15
  • TX RA
    APPROVED
    Since 2025-01-15
  • IA RA
    APPROVED
    Since 2023-08-02

Branch Locations

Le Claire, IA • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dw Insurance Company, Inc. Bettendorf IA 07/2022 06/2023
Cambridge Investment Research, Inc. Fairfield IA 11/2022 06/2023
Gas Appliance Service Llc St. Louis MO 03/2020 07/2022
Powell Financial Group Bettendorf IA 03/2015 10/2020
Self-Employed Moline IL 10/2014 12/2020
Rock Island County Orca Swim Club Rock Island IL 04/2016 02/2019
Rock Island School District Rock Island IL 08/2017 05/2019
Cambridge Investment Research Inc. Fairfield IA 07/2022 06/2023
Thrivent Investment Management Inc Minneapolis MN 08/2023 Present
Thrivent Financial Appleton WI 08/2023 12/2023
Thrivent Financial Appleton WI 12/2023 01/2025
Thrivent Financial Appleton WI 01/2025 Present
  • 07/2022 → 06/2023
    Dw Insurance Company, Inc.
    Bettendorf, IA
  • 11/2022 → 06/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2020 → 07/2022
    Gas Appliance Service Llc
    St. Louis, MO
  • 03/2015 → 10/2020
    Powell Financial Group
    Bettendorf, IA
  • 10/2014 → 12/2020
    Self-Employed
    Moline, IL
  • 04/2016 → 02/2019
    Rock Island County Orca Swim Club
    Rock Island, IL
  • 08/2017 → 05/2019
    Rock Island School District
    Rock Island, IL
  • 07/2022 → 06/2023
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 08/2023 → Present
    Minneapolis, MN
  • 08/2023 → 12/2023
    Thrivent Financial
    Appleton, WI
  • 12/2023 → 01/2025
    Thrivent Financial
    Appleton, WI
  • 01/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

INSURANCE TRAILS POSITION: Former Agent NATURE: Receiving trail compensation for prior insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2023 ADDRESS: 3 Blackstone Way, Le Claire IA 52753, United States DESCRIPTION: None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10

View on SEC IAPD

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