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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-01-21 |
| OK | RA | APPROVED | 2025-01-15 |
| TX | RA | APPROVED | 2025-01-15 |
| IA | RA | APPROVED | 2023-08-02 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dw Insurance Company, Inc. | Bettendorf | IA | 07/2022 | 06/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2022 | 06/2023 |
| Gas Appliance Service Llc | St. Louis | MO | 03/2020 | 07/2022 |
| Powell Financial Group | Bettendorf | IA | 03/2015 | 10/2020 |
| Self-Employed | Moline | IL | 10/2014 | 12/2020 |
| Rock Island County Orca Swim Club | Rock Island | IL | 04/2016 | 02/2019 |
| Rock Island School District | Rock Island | IL | 08/2017 | 05/2019 |
| Cambridge Investment Research Inc. | Fairfield | IA | 07/2022 | 06/2023 |
| Thrivent Investment Management Inc | Minneapolis | MN | 08/2023 | Present |
| Thrivent Financial | Appleton | WI | 08/2023 | 12/2023 |
| Thrivent Financial | Appleton | WI | 12/2023 | 01/2025 |
| Thrivent Financial | Appleton | WI | 01/2025 | Present |
INSURANCE TRAILS POSITION: Former Agent NATURE: Receiving trail compensation for prior insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2023 ADDRESS: 3 Blackstone Way, Le Claire IA 52753, United States DESCRIPTION: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-10 |
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