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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-28 |
| CO | RA | APPROVED | 2026-06-16 |
| SC | RA | APPROVED | 2026-06-16 |
Branch Locations
1724 Manatee Avenue W, Bradention, FL 34205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bradenton Country Club | Bradenton | FL | 01/2004 | 12/2016 |
| Moseley Investment Management | Bradenton | FL | 01/2016 | Present |
| Lpl Financial Llc | Evergreen | CO | 06/2026 | Present |
1) 6/4/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Moseley Investment Management- Inv. Related- At reported business location(s) 2) 6/4/2026 - Happy T2 LLC - Real Estate Rental - property co-owner- Inv. Related- Evergreen, CO -start date 7/1/2013- 1hrs/mth - 0 hrs during trading. 3) 6/4/2026 - Happy T Colorado LLC - Real Estate Rental - property co-owner- Inv. Related- Evergreen, CO - start date 7/1/2013- 1hrs/mth - 0 hrs during trading. 4) 6/4/2026- Happy T Family Limited Partnership - Business Entity For Tax/Investment Purposes Only - General Manager - Inv. Related - Evergreen, CO - start date 11/20/2000 - 1hrs/mth - 0hrs during trading. 5) 07/01/2026 - Moseley Investment Management (TEMP) - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 120 hours per month/ during trading - I temporarily provide limited services through Moseley Investment Management, an independent investment advisor firm, for purposes of transitioning assets to the LPL Financial RIA. I started this activity business in 7/2026, and expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-25 |
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