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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-28
CO RA APPROVED 2026-06-16
SC RA APPROVED 2026-06-16
  • TX RA
    APPROVED
    Since 2026-07-28
  • CO RA
    APPROVED
    Since 2026-06-16
  • SC RA
    APPROVED
    Since 2026-06-16

Branch Locations

Evergreen, CO • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Moseley Investment Management, Inc.

1724 Manatee Avenue W, Bradention, FL 34205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-25
  • CO RA
    APPROVED
    Since 2025-03-25

Branch Locations

1724 Manatee Avenue W, Bradention, FL 34205 • United States

Evergreen, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradenton Country Club Bradenton FL 01/2004 12/2016
Moseley Investment Management Bradenton FL 01/2016 Present
Lpl Financial Llc Evergreen CO 06/2026 Present
  • 01/2004 → 12/2016
    Bradenton Country Club
    Bradenton, FL
  • 01/2016 → Present
    Moseley Investment Management
    Bradenton, FL
  • 06/2026 → Present
    Evergreen, CO
Other Businesses

1) 6/4/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Moseley Investment Management- Inv. Related- At reported business location(s) 2) 6/4/2026 - Happy T2 LLC - Real Estate Rental - property co-owner- Inv. Related- Evergreen, CO -start date 7/1/2013- 1hrs/mth - 0 hrs during trading. 3) 6/4/2026 - Happy T Colorado LLC - Real Estate Rental - property co-owner- Inv. Related- Evergreen, CO - start date 7/1/2013- 1hrs/mth - 0 hrs during trading. 4) 6/4/2026- Happy T Family Limited Partnership - Business Entity For Tax/Investment Purposes Only - General Manager - Inv. Related - Evergreen, CO - start date 11/20/2000 - 1hrs/mth - 0hrs during trading. 5) 07/01/2026 - Moseley Investment Management (TEMP) - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 120 hours per month/ during trading - I temporarily provide limited services through Moseley Investment Management, an independent investment advisor firm, for purposes of transitioning assets to the LPL Financial RIA. I started this activity business in 7/2026, and expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-25
  • S65 Uniform Investment Adviser Law Examination
    2016-01-25
Designations
Other Names
  • Laurie Mchenry Lynn
  • Tinnell L Laurie
  • Laurie L Tinnell
  • Laurie Lynn Tinnell

View on SEC IAPD

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