Mark Georges Ghafari

Current Employers

Employment History

• 11/2015 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grand Rapids, MI
• 01/2016 → 01/2020
  Bank Of America, N.A.
  Grand Rapids, MI
• 01/2020 → 02/2023
  Strategies Wealth Advisors, Llc
  Grand Rapids, MI
• 02/2023 → 11/2025
  Innovia Wealth, Llc (Formerly Strategies Wealth Advisors, Llc)
  Grand Rapids, MI
• 11/2025 → Present
  Innovia Wealth, Llc
  Birmingham, MI

Previous Registrations

• 2016-02-23 → 2020-01-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grand Rapids, MI

Other Businesses

I*106502 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MCCG ENTERPRISES LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BRIGHTON, MICHIGAN 48114 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/3/2017 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS LLC WAS FORMED BY MY FATHER AND MOTHER, WHO ARE CLIENTS OF MINE, FOR THE BENEFIT OF MY BROTHER, SISTER AND ME. THE THREE OF US ARE EQUAL OWNERS OF THE LLC. THE LLC CONDUCTS PASSIVE INVESTMENTS IN THE PRIVATE MARKETS the name of the other business; DWH Corp. whether the business is investment-related; DWH has made passive investments in two privately held companies the address of the other business; 180 Monroe Ave NW, Suite 2R, Grand Rapids, MI 49503 the nature of the other business; DWH provides a variety of consulting services to private businesses including but not limited to Succession Planning, Strategic Planning, Interim Leadership, Turnaround and Restructuring, Tribal Economic Development, Bankruptcy & Receiverships, Wind Downs and Liquidations, Cash Flow Management, Financial Modeling, and Forensic Accounting your position; Advisory Board Member title, or relationship with the other business; Advisory Board Member the start date of your relationship; July 1, 2022 the approximate number of hours/month you devote to the other business; 3 the number of hours you devote to the other business during securities trading hours; 1-2 and briefly describe your duties relating to the other business; As an Advisory Board Member, we meet quarterly with the Managing Members of DWH Corp to discuss strategy of the firm, corporate governance and other topics to ensure the firm is accomplishing its goals relative to its 1-, 3-, and 5- year plans ?the name of the other business: AEP Charthouse Parent LLC ?whether the business is investment-related; Yes, private equity related ?the address of the other business; 41000 Woodward Ave., Suite 350 East Bloomfield Hills, MI 48304 ?the nature of the other business; Acquiring and operating transportation and logistics businesses ?your position; Non-active limited partner ?title, or relationship with the other business; No title ?the start date of your relationship; August 2022 ?the approximate number of hours/month you devote to the other business; Less than 1 ?the number of hours you devote to the other business during securities trading hours; None ?and briefly describe your duties relating to the other business; None as I am not active Independent licensed insurance agent: 06/24/2016: 171 Monroe Avenue NW, Suite 800, Grand Rapids, MI 49503:Insurance Agent, not investment related. 3 hours per month, .5 hours per day during training hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-02-18

Other Names

• Mark G Ghafari