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Sara Nicole Rogozan-Deal

Citizens Securities, Inc.

South Lyon, MI

Plymouth, MI

Westland, MI

Rocky River, OH

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-05-11
FL RA APPROVED 2026-01-30
NC RA APPROVED 2026-01-02
TX RA APPROVED 2025-01-08
MI RA APPROVED 2016-07-01
  • SD RA
    APPROVED
    Since 2026-05-11
  • FL RA
    APPROVED
    Since 2026-01-30
  • NC RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2025-01-08
  • MI RA
    APPROVED
    Since 2016-07-01

Branch Locations

22385 Pontiac Trail Mailstop: Mib758, South Lyon, MI 48178 • United States

790 Penniman Mailstop: Mib772, Plymouth, MI 48170 • United States

7205 Wayne Road Mailstop: Mib785, Westland, MI 48185 • United States

21550 Center Ridge Road Ms: Ohb671, Rocky River, OH 44116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Livonia MI 08/2015 12/2017
Citizens Bank Livonia MI 08/2015 12/2017
Citizens Securities Inc. Livonia MI 12/2017 10/2022
Citizens Bank Livonia MI 12/2017 10/2022
Citizens Bank, N/A Livonia MI 10/2022 10/2023
Citizens Securities, Inc Westwood MA 10/2022 10/2023
Citizens Securities, Inc. Livonia MI 10/2023 07/2024
Citizens Securities, Inc. Plymouth MI 07/2024 Present
Other Businesses

Notary since 9/22/2015

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-29
S63 Uniform Securities Agent State Law Examination 2016-03-01
  • S65 Uniform Investment Adviser Law Examination
    2016-06-29
  • S63 Uniform Securities Agent State Law Examination
    2016-03-01
Designations
Other Names
  • Sara Nicole Rogozan

View on SEC IAPD

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