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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-10-01
TX RA APPROVED 2024-10-01
  • TN RA
    APPROVED
    Since 2024-10-01
  • TX RA
    APPROVED
    Since 2024-10-01

Branch Locations

Murfreesboro, TN • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Fort Worth TX 11/2015 10/2017
First Command Brokerage Services, Inc. Fort Worth TX 04/2018 09/2024
Private Client Services Birmingham AL 10/2024 Present
Unemployed Fort Worth TX 11/2017 04/2018
Rfg Advisory, Llc Murfreesboro TN 10/2024 Present
First Command Advisory Services Fort Worth TX 04/2018 09/2024
  • 11/2015 → 10/2017
    Td Ameritrade, Inc.
    Fort Worth, TX
  • 04/2018 → 09/2024
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 10/2024 → Present
    Private Client Services
    Birmingham, AL
  • 11/2017 → 04/2018
    Unemployed
    Fort Worth, TX
  • 10/2024 → Present
    Murfreesboro, TN
  • 04/2018 → 09/2024
    Fort Worth, TX
Previous Registrations
Other Businesses

RFG Advisory. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo;160 during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-29
S63 Uniform Securities Agent State Law Examination 2016-07-07
  • S66 Uniform Combined State Law Examination
    2019-05-29
  • S63 Uniform Securities Agent State Law Examination
    2016-07-07

View on SEC IAPD

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