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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-10
OH RA APPROVED 2026-04-09
  • TX RA
    APPROVED_RES
    Since 2026-04-10
  • OH RA
    APPROVED
    Since 2026-04-09

Branch Locations

104 Reading Rd, Mason, OH 45040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2015 04/2026
Raymond James Financial Services Advisors, Inc. Loveland OH 04/2026 Present
Raymond James Financial Services, Inc. Loveland OH 04/2026 Present
Previous Registrations
  • 2016-03-03 → 2026-04-10
    Cincinnati, OH
    St Louis, MO
    Cincinnati, OH
    Mason, OH
Other Businesses

(1)Name of Business: DCA Real Estate Address: 4078 Hickory Woods Dr, Mason, OH, 45040, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-12
  • S66 Uniform Combined State Law Examination
    2016-01-12
Designations
Other Names
  • Dianna Steen
  • Dianna Knudsen

View on SEC IAPD

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