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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-23
SC RA APPROVED 2012-12-17
NC RA APPROVED 2005-05-24
  • TX RA
    APPROVED_RES
    Since 2013-01-23
  • SC RA
    APPROVED
    Since 2012-12-17
  • NC RA
    APPROVED
    Since 2005-05-24

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

4242 Six Forks Rd, Raleigh, NC 27609 • United States

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Raleigh NC 02/2002 Present
  • 02/2002 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-23
  • S66 Uniform Combined State Law Examination
    2005-05-23
Other Names
  • Judy Deakins

View on SEC IAPD

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