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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Express Financial Advisors | Braintree | MA | 06/2005 | 10/2016 |
| Lpl Financial, Llc | Boston | MA | 10/2016 | Present |
| Flagship Harbor Advisors, Llc | Boston | MA | 10/2016 | Present |
(1) 10/21/2016: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 11/01/2016 - 10% Time Spent - INS Types: LTC, DI, UL, Term, WHL, IUL (2) 10/21/2016: Flagship Harbor Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 346 Commercial Street Boston, MA 02109 - Start 11/01/2011 - 320 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent (3) 10/21/2016: No Business Name - Real Estate Rental - Investment Related - 9 Laurel Rd. - Start 07/01/2015 - 0 Hr/Mo (4) 10/26/2016: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors - Investment Related - 346 Commercial Street, Boston, MA 02109 - Start 11/01/2016 - 320 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity on 10/26/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 4/8/2021 - United Healthcare / Aetna - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/03/2020 - 3 Hours Per Month/1 Hour During Securities Trading - Comparison shop Medicare Advantage and supplement plans for clients that are Medicare eligible.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-20 |
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