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Denver, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tolland Capital, Llc | Denver | CO | 04/2023 | Present |
| Qubet, Llc | Denver | CO | 09/2021 | 04/2023 |
| The Broe Group | Denver | CO | 08/2016 | 09/2021 |
| Compass Point Research & Trading | Washington | DC | 10/2015 | 06/2016 |
| Georgetown University | Washington | DC | 08/2014 | 05/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-02 |
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