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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-02-15 |
| TX | RA | APPROVED | 2018-02-14 |
Branch Locations
18167 Us Hwy19 N Ste 400, Clearwater, FL 33764 • United States
Tarpon Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 05/2009 | 02/2018 |
| Lpl Financial Llc | Clearwater | FL | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 3/1/2017 - 8 Hours Per Month/4 Hours During Securities Trading. 2. 02/14/2018 - HUNT FINANCIAL PLANNING - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2017 - 1 Hour Per Month/1 Hour During Securities Trading. 3. 02/14/2018 - LIFE BROKERAGE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 5/27/2009 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-20 |
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