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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-18 |
| TX | RA | APPROVED | 2022-01-18 |
Branch Locations
2687 44Th Street Se, Kentwood, MI 49512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advanced Trustee Services | San Diego | CA | 01/2016 | Present |
| Fsc Securities Corp | Atlanta | GA | 05/2016 | Present |
| Regal Investment Advisors, Llc | Kentwood | MI | 01/2022 | Present |
| Regulus Financial Group, Llc | Kentwood | MI | 01/2022 | Present |
1)REAL ESTATE INVESTMENT POSITION: Owner NATURE: I have a real estate property that I purchased in 1999. I used to live in the house when I was a practicing engineer living in San Diego. After moving out of San Diego, I have rented the property. I currently have a 30 year mortgage when I refinanced in 2014. At this point, I do not intend to sell it. More than likely, when I move back to San Diego, I will probably live in the house. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1999 ADDRESS: 2340 Eastridge Loop, Chula Vista CA 91915 DESCRIPTION: I manage the property, but that does not take more than 1-2 hrs a month. Mostly on the weekends, as far as depositing rental checks and making mortgage payments. From time to time, I have to address maintenance issues with the house.. 2)ADM FOOD CHEMICAL POSITION: Process Chemical Engineer Consultant NATURE: ADM is a corporation. Part of the fortune 500 INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/10/2019 ADDRESS: 2550 N Brush College Rd, Decatur IL 62526, United States DESCRIPTION: I will be working in the Bioproducts division of Archer Daniel Midland Company. I will be working on the Fermentation plant, which produced Amino Acids and Lactic acid 3)INSURANCE POSITION: Insurance Agent; NATURE: Selling multiple insurance products ; No NUMBER OF HOURS: 120 hrs per month; SECURITIES TRADING HOURS: 120 hrs per month; START DATE: 10/2016; ADDRESS: 17870 Calendula Drive, Parker, CO 80134, United States DESCRIPTION: Selling multiple insurance products. They include Fixed Index Annuity, Fixed Annuity, Registered Index Linked Annuity and Variable Annuity
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-06 |
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