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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-05-27 |
Branch Locations
256 Seaboard Lane, Ste H101, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 01/2016 | 10/2016 |
| Secu Life Insurance Company | Raleigh | NC | 01/2016 | 10/2016 |
| State Employees' Credit Union | Raleigh | NC | 11/2014 | 10/2016 |
| Credit Union Investment Services | Raleigh | NC | 03/2016 | 10/2016 |
| Raymond James Financial Services, Inc. | Franklin | TN | 02/2017 | 05/2020 |
| Unemployed | Clarksville | TN | 10/2016 | 02/2017 |
| Southwestern Investment Advisory Services | Franklin | TN | 06/2017 | 05/2020 |
| Chronicle Partners Llc | Franklin | TN | 03/2020 | Present |
| Commonwealth Financial Network | Waltham | MA | 05/2020 | 12/2021 |
| Commonwealth Financial Network | Waltham | MA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-30 |
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