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Nicholas Forbes Bormann

Bormann Wealth Management, LLC

Spokane, WA

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Current Employers
Bormann Wealth Management, Llc

Spokane, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-09-15
  • WA RA
    APPROVED
    Since 2021-09-15

Branch Locations

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2016 12/2017
Gwn Securities, Inc. Palm Beach Gardens FL 12/2017 08/2021
Bormann Wealth Management Llc Spokane WA 07/2021 Present
Previous Registrations
  • 2017-12-01 → 2021-08-18
    Gwn Securities Inc.
    Lakewood, CA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Lakewood, CA
  • 2016-04-07 → 2017-12-08
    Equitable Advisors, Llc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

2014-Present: Published Author/Not Investment Related/Spokane, WA/Author/Receive royalties from past publications/Involves one percent or less time each month, after traditional business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-30
  • S66 Uniform Combined State Law Examination
    2016-03-30
Designations
Other Names
  • Nic Bormann
  • Nick Bormann
  • Nicholas Bormann

View on SEC IAPD

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