Rubens Ferraroni

Current Employers

Efg Private Wealth Management (Americas) Corp.

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-08-11
FL	RA	APPROVED	2017-01-13

CA RA
APPROVED

Since 2021-08-11
FL RA
APPROVED

Since 2017-01-13

Branch Locations

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Efg Capital Internal Corp	Miami	FL	09/2015	Present
Efg Asset Management (Americas) Corp	Miami	FL	12/2016	Present

09/2015 → Present

Efg Capital Internal Corp

Miami, FL
12/2016 → Present

Efg Asset Management (Americas) Corp

Miami, FL

Other Businesses

RIAR (Registered Investment Advisor Representative) with affiliated company EFG Asset Management (Americas), providing investment advice and services to clients on a non-discretionary basis. Compensation through EFG Capital International Corp (salaried employment).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-22

S66 Uniform Combined State Law Examination

2016-12-22

Other Names

Rubens Humberto Guedes Ferraroni

View on SEC IAPD

Current Employers

Efg Private Wealth Management (Americas) Corp.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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