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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-11 |
Branch Locations
1200 N Mayfair Rd Suite 300, Milwaukee, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 11/2015 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mequon | WI | 06/2022 | 09/2024 |
| Bank Of America, N.A. | Mequon | WI | 08/2022 | 09/2024 |
| Osaic Wealth | Milwaukee | WI | 11/2024 | Present |
| Unemployed | Grafton | WI | 09/2024 | 11/2024 |
1. HAFEMANN FINANCIAL SERVICES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 180 START DATE: 10/15/2024 ADDRESS: 1200 N. Mayfair Rd Ste 300, Milwaukee WI 53226, United States DESCRIPTION: Working with clients as a financial advisor . 2. JON HAFEMANN POSITION: Agent NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2016 ADDRESS: 1200 N. Mayfair Rd Ste 300, Milwaukee WI 53226, United States DESCRIPTION: Assisting clients with fixed annuities and insurance as needed. 3. HIGH POINT CAPITAL GROUP POSITION: Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 180 START DATE: 10/15/2024 ADDRESS: 1200 N Mayfair Rd Suite 300, Milwaukee WI 53226, United States DESCRIPTION: Working with clients as a financial advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-28 |
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