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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-10 |
| GA | RA | APPROVED | 2018-11-16 |
Branch Locations
75 14Th St Ne Ste 2130, Atlanta, GA 30309-7727 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 05/2016 | 11/2017 |
| E*Trade Securities Llc | Alpharetta | GA | 11/2017 | 08/2018 |
| Ameriprise Financial Services, Inc | Atlanta | GA | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 03/2020 | Present |
Business Ownership; Corbieres LLC; Co-owner; Manage Ameriprise Business; 75 14 ST NE, Suite 2130, Atlanta, GA, 30309; Investment-Related; 06/01/2022; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-29 |
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