Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-11
PA RA APPROVED 2016-09-14
  • TX RA
    APPROVED
    Since 2017-12-11
  • PA RA
    APPROVED
    Since 2016-09-14

Branch Locations

110 N Duke St, Lancaster, PA 17602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lancaster PA 09/2016 Present
Unemployed Lancaster PA 06/2016 09/2016
Bank Of America, N.A. Lancaster PA 11/2016 Present
Other Businesses

I*118978For profit or not for profit: Non-Profit OrganizationName of outside business organization: Civitas LancasterInvestment related: NAddress of business:Lancaster, Pennsylvania 17601Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 12/6/2018Number of hours devoted: 5 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Fundraising Chair will be the position I am asked to head. I will be in charge of coming up with fundraising opportunities for the club and helping grow the charitable efforts for Long's Park. I will not be handling of any assets or cash. I*2929341, Entity Type: Entity Charitable, Name of OBA: LSYBSA Board, Address: Lancaster, Pennsylvania, 17537, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: 6U/8U coordinator, I will be making teams, schedule and helping organize the 6 and 8u divisions. Baseball organization my son is playing baseball for.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-02
  • S66 Uniform Combined State Law Examination
    2016-08-02
Other Names
  • James J Spanos

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lancaster, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor